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Discover the actions your firm can take to review ongoing advice services to ensure a robust evidential trail.
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As financial service firms await the findings from the FCA’s survey of 20 of the largest ongoing advice service providers, it’s an important time to consider assets under advice and their associated charges.
And it’s not only the regulator that is firmly focused on the impact of ongoing advice services. Claims management companies have already approached clients and submitted complaints to wealth management firms at the centre of the exercise.
TCC's regulatory experts can help your firm overcome its ongoing advice servicing challenges. Use our quick calendar to book a time and date that works for you for a no-obligation call to discuss your firm's requirements.